Webinars

Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates

Personal and Business Tax Returns Analysis - 1040 Federal Tax Returns, K-1 Forms and Tax Code Updates

This personal and business tax returns analysis training program will focus on key areas such as 1040 federal tax returns, K-1 forms, and tax code updates and how they affect bank’s clients. It will also discuss the structure of a C corporation, S corporation, and Partnership (including LLC) tax return.
Travel and Expense Policy Development and Automation

Travel and Expense Policy Development and Automation

In this webinar training, you will learn how to create, maintain, and enforce a T&E policy for your organization. The Instructors will discuss the key components and best practices for policies.
KYC/CDD Issues/Know Your Customer/Customer Due Diligence Issues

KYC/CDD Issues/Know Your Customer/Customer Due Diligence Issues

This webinar will discuss the background of the KYC/CDD process as explained in the Federal Financial Institutions Examination Council’s BSA/AML Examination Manual. You will be exposed to the information you need to gather, how the information is used during the AML process, and how the regulators will examine your institution to ensure you comply with all of the legal requirements related to KYC/CDD.
ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

ACH Government Payment Processing - Handling Death Notification Entries (DNEs) and Reclamations

This 90-minute session will discuss details about how processing federal government payments differ from the NACHA Operating Rules. You will learn what the green book is and how this valuable on-line tool will help you with processing DNE’s and government reclamations. Commercial reclamations differ from federal government reclamations; the speaker will cover the difference between the two.
Digital Payments 2021 - The future of Payments

Digital Payments 2021 - The future of Payments

This digital payment training program will examines the current state of the payments industry - from the complexity of the current payments landscape, the growing range of bank and non-bank participants, the ever-increasing range of payments methods, interfaces and systems, open banking, regulation and the future payments scene.
Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

Key Ratio Analysis - Calculating and Interpreting the Numbers Correctly

This training program will provide financial professionals guidance on key ratio analysis. It will also detail a five-step analysis plan to calculate the key ratios covering liquidity, activity, leverage, operating performance, and cash flow analysis.
Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

Tax Evasion and Tax Fraud - What it means to you when monitoring BSA and filing SARs

This training on BSA compliance will help you understand the concept of tax evasion and tax fraud and the difference between the two. Learn the best practices to identify tax fraud and how to report suspicious activity.
AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements

AML/BSA Overview, Compliance, and Current Issues, including new CDD Requirements

This BSA/AML webinar will discuss various compliance requirements for AML - KYC, CTRs, SARs, new customer due-diligence process and various strategies which money launderers are using now and how to detect and thwart it.
Managing AML/KYC Compliance Risk - CDD/EDD, Transaction Monitoring and More

Managing AML/KYC Compliance Risk - CDD/EDD, Transaction Monitoring and More

This training program will examine how to manage the AML/KYC compliance risk, which is a critical element in a robust BSA/AML compliance program. It will also explore customer identification and on-boarding and CDD/EDD/on-going risk based monitoring.
Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

Employee Expense Reimbursement Fraud: Detection, Prevention and Deterrence

This 90-minute webinar will summarize the main types of reimbursement fraud to be alert to, and include an analysis of several “real life” case studies. It will explain how to identify the red flags of possible reimbursement fraud, offer specific fraud-audit techniques and test for these crimes and conclude with a rundown of proven anti-fraud controls.
The Suspicious Activity Process: How to Identify, Monitor, and Report Suspicious Activity, to include How to Write a Good Suspicious Activity Report

The Suspicious Activity Process: How to Identify, Monitor, and Report Suspicious Activity, to include How to Write a Good Suspicious Activity Report

This course will discuss the commonly asked frontline questions and cover the red flags for money laundering for deposits and loans in your branches. It will provide you the information, skills, and knowledge related to the suspicious activity process. It will also help you understand the impact a poor suspicious activity program can have on an institution. By acquiring and using these skills, employees will help organizations remain compliant with suspicious activity laws, regulations, and guidelines.
Identity issues in Banking - 26 Red Flags and More

Identity issues in Banking - 26 Red Flags and More

This webinar training helps attendees understand the 26 Red flags released by federal regulators in regards to identity fraud. The instructor will discuss how to create and implement the fraud control program and Identity solutions to combat ID theft and reduce future losses. Participants will also learn strategies on fraud prevention, detection and investigation.
Navigating the Competing Sanctions Regimes

Navigating the Competing Sanctions Regimes

With BREXIT, the world now has at least three major authorities issuing sanctions and restrictive measures across the global financial system. In addition to OFAC sanctions issued by the US, and restrictive measures of the EU, the UK has its own regime that can impact international trade and financial flows. These are in addition to any sanctions that may be imposed by the United Nations and other national bodies. As the proliferation of these sanctions regimes continue, risks arise that entities conducting international transactions may run afoul of some of the restrictions, due to conflicting and sometimes opposing restrictions.
Updates to the NACHA Operating Rule Changes 2021 and 2022

Updates to the NACHA Operating Rule Changes 2021 and 2022

This webinar will provide all the details on the most recent and upcoming NACHA Operating Rules changes that affect you as a participant in the ACH network, whether you are an ODFI, an RDFI or a TPS (Third-Party Sender) or TPSP (or Third Party Service Provider). Multiple Rules Changes, NACHA Operations Bulletins, Supplements to the Rules along with examples and explanations of what they each mean to you as a participant will be discussed.
BSA Training - Tips & Tools

BSA Training - Tips & Tools

This Bank Secrecy Act (BSA) program training will guide attendees through the methods to train each segment of the bank’s or credit union’s employees annually on Bank Secrecy Act. It can be used as a “Train the Trainer” course or as annual training for all employees.
Report Writing for Auditing Professionals

Report Writing for Auditing Professionals

Skilled auditors require a method that aligns what they experienced during the reviewing process with what they compose during the writing process. This report writing workshop will provide foundation resources that participants can continually turn to during intense, complex audit engagements.
Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes

Payments Fraud: Detect and Prevent Check, ACH and P-Card Schemes

This training program will examine vendor/billing schemes that exploit payments process control weaknesses; latest electronic payments schemes (ACH hijacking, spear-phishing, social engineering); check counterfeiting, forgery and tampering schemes to be aware of; and, detecting common external payments schemes versus internal attacks.
Teaching Your Front-Line Staff to Ask BSA/AML Questions

Teaching Your Front-Line Staff to Ask BSA/AML Questions

This Bank Secrecy Act training will explain how to train your frontline staff to ask BSA questions. It will cover Currency Transaction Report (CTR), Monetary Instrument Log (MIL) and Suspicious Activity Report (SAR) scenarios and questions and much more.
Monitoring High Risk Transactions

Monitoring High Risk Transactions

This BSA/AML (Bank Secrecy Act/ Anti Money Laundering) compliance training will help attendees understand, identify and mitigate the risks associated with high risk transactions.
Purchasing Cards: Overcoming Risks and Creating an Effective Program

Purchasing Cards: Overcoming Risks and Creating an Effective Program

This training program will detail the components of a successful purchasing card program. It will also discuss implementing proper purchasing card controls, types of risk including fraud and misuse, auditing techniques, and more.

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