This training program will discuss the history and origin of a model validation. It will also discuss the requirements by the OCC for a model validation, and what exactly a model validation should include. The session will also analyze the elements of a model validation to know what to look for in an RFP, and detail the requirements included in Final Rule 504.
Operations Manager and Consultant, ARC Risk and Compliance
Dr. Frank Masi, Ph.D, has over 25 years of business and technical experience and holds a doctorate in business and organizational management from Capella University. For more than 10 years, Dr. Masi has worked in the BSA, AML, and OFAC regulatory environment and has consulted in the in the financial industry providing institutions with enterprise level regulatory software solutions and consulting services in BSA, AML, KYC, the PATRIOT Act, and OFAC.
Dr. Masi is currently teaching corporate risk management and audit and compliance governance at a regionally accredited university, and compliance monitoring as part of the CCRP (Certified Compliance and Regulatory Professional) certification at Pace University. He has presented at more than 20 national conferences associated to AML and OFAC regulatory requirements. He has authored or co-authored numerous articles in the AML/OFAC industry.
During his tenure with FIS, he has worked in the roles of director of professional services managing implementation and consulting services, providing regulatory consulting and software services to the financial industry. In his previous position as product manager for FIS Risk, Fraud, and Compliance Solutions, he managed the AML and OFAC (Prime Compliance Suite) suite of products, Prime IQ, FIS OFAC Watch Products, Watchlist Reporter, Watchlist IQ, eGifts Web EDD, and Prime Data Bank Services.
Registrants may cancel up to two working days prior to the course start date and will receive a letter of credit to be used towards a future course up to one year from date of issuance. TrainBanking would process/provide refund if the Live Webinar has been cancelled. The attendee could choose between the recorded version of the webinar or refund for any cancelled webinar. Refunds will not be given to participants who do not show up for the webinar. On-Demand Recordings can be requested in exchange.
Webinar may be cancelled due to lack of enrolment or unavoidable factors. Registrants will be notified 24hours in advance if a cancellation occurs. Substitutions can happen any time.
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